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-[[!meta title="Cybernetic Revolutionaries"]]
-
-* [Cybernetic Revolutionaries | Technology and Politics in Allende's Chile](http://www.cyberneticrevolutionaries.com/).
-* [Cybernetic Revolutionaries | The MIT Press](https://mitpress.mit.edu/books/cybernetic-revolutionaries).
-* Further references [here](https://links.fluxo.info/tags/cybersyn).
-
-## General
-
-* Diagram of The Class War as a homeostatic system, 200.
-
-## Control and descentralization
-
- Beer’s writings on management cybernetics differed from the contemporaneous
- work taking place in the U.S. military and think tanks such as RAND that led to the de-
- velopment of computer systems for top- down command and control. From the 1950s
- onward, Beer had drawn from his understanding of the human nervous system to
- propose a form of management that allowed businesses to adapt quickly to a changing
- environment. A major theme in Beer’s writings was finding a balance between central-
- ized and decentralized control, and in particular how to ensure the stability of the
- entire firm without sacrificing the autonomy of its component parts.
-
- Similarly, the Popular Unity government confronted the challenge of how to imple-
- ment substantial social, political, and economic changes without sacrificing Chile’s
- preexisting constitutional framework of democracy. A distinguishing feature of Chile’s
- socialist process was the determination to expand the reach of the state without sac-
- rificing the nation’s existing civil liberties and democratic institutions. Both Beer and
- Popular Unity were thus deeply interested in ways of maintaining organizational
- stability in the context of change and finding a balance between autonomy and
- cohesion.
-
- -- 16
-
-## Adaptive Control
-
- The idea of control is commonly associated with domination. Beer offered a different
- definition: he defined control as self- regulation, or the ability of a system to adapt to
- internal and external changes and survive. This alternative approach to control re-
- sulted in multiple misunderstandings of Beer’s work, and he was repeatedly criticized
- for using computers to create top- down control systems that his detractors equated
- with authoritarianism and the loss of individual freedom. Such criticisms extended to
- the design of Project Cybersyn, but, as this book illustrates, they were to some extent
- ill- informed. To fully grasp how Beer approached the control problem requires a brief
- introduction to his cybernetic vocabulary.
-
- Beer was primarily concerned with the study of “exceedingly complex systems,”
- or “systems so involved that they are indescribable in detail.” 52 He contrasted exceed-
- ingly complex systems with simple but dynamic systems such as a window catch,
- which has few components and interconnections, and complex systems, which have a
- greater number of components and connections but can be described in considerable
- detail
-
- [...]
-
- In Beer’s opinion, traditional science did a good job of handling simple and complex
- systems but fell short in its ability to describe, let alone regulate, exceedingly complex
- systems. Cybernetics, Beer argued, could provide tools for understanding and control-
- ling these exceedingly complex systems and help these systems adapt to problems
- yet unknown. The trick was to “black- box” parts of the system without losing the key
- characteristics of the original. 53
-
- The idea of the black box originated in electrical engineering and referred to a sealed
- box whose contents are hidden but that can receive an electrical input and whose
- output the engineer can observe. By varying the input and observing the output, the
- engineer can discern something about the contents of the box without ever seeing its
- inner workings. Black- boxing parts of an exceedingly complex system preserved the
- behavior of the original but did not require the observer to create an exact representa-
- tion of how the system worked. Beer believed that it is possible to regulate exceedingly
- complex systems without fully understanding their inner workings, asserting, “It is not
- necessary to enter the black box to understand the nature of the function it performs”
- or to grasp the range of the subsystem’s behaviors. 54 In other words, it is more impor-
- tant to grasp what things do than to understand fully how they work. To regulate the
- behavior of such a system requires a regulator that has as much flexibility as the system
- it wishes to control and that can respond to and regulate all behaviors of subsystems
- that have been black- boxed.
-
- [...]
-
- Controlling an exceedingly complex system with high variety therefore requires a
- regulator that can react to and govern every one of these potential states, or, to put
- it another way, respond to the variety of the system. “Often one hears the optimistic
- demand: ‘give me a simple control system; one that cannot go wrong,’ ” Beer writes.
- “The trouble with such ‘simple’ controls is that they have insufficient variety to cope
- with the variety in the environment. . . . Only variety in the control mechanism can
- deal successfully with variety in the system controlled.” 56 This last observation—that
- only variety can control variety—is the essence of Ashby’s Law of Requisite Variety and
- a fundamental principle in Beer’s cybernetic work. 57
-
- The Law of Requisite Variety makes intuitive sense: it is impossible to truly control
- another unless you can respond to all attempts at subversion. This makes it extremely
- difficult, if not impossible, to control an exceedingly complex system if control is de-
- fined as domination. History is filled with instances of human beings’ trying to exert
- control over nature, biology, and other human beings—efforts that have failed because
- of their limited variety. Many of the most powerful medicines cannot adapt to all per-
- mutations of a disease. Recent work in the sociology of science has positioned Beer’s
- idea of control in contrast to the modernist ethos of many science and engineering
- endeavors, which have sought to govern ecosystems, bodily functions, and natural
- topographies. Despite the many successes associated with such projects, these efforts
- at control still have unexpected, and sometimes undesirable, results. 58
-
- Beer challenged the common definition of control as domination, which he viewed
- as authoritarian and oppressive and therefore undesirable. It was also “naïve, primi-
- tive and ridden with an almost retributive idea of causality.” What people viewed as
- control, Beer continued, was nothing more than “a crude process of coercion,” an
- observation that emphasized the individual agency of the entity being controlled. 59
- Instead of using science to dominate the outside world, scientists should focus on
- identifying the equilibrium conditions among subsystems and developing regulators
- to help the overall system reach its natural state of stability. Beer emphasized creating
- lateral communication channels among the different subsystems so that the changes in
- one subsystem could be absorbed by changes in the others. 60 This approach, he argued,
- took advantage of the flexibility of each subsystem. Instead of creating a regulator to fix
- the behavior of each subsystem, he found ways to couple subsystems together so that
- they could respond to each other and adapt. Such adaptive couplings helped maintain
- the stability of the overall system.
-
- Beer called the natural state of system stability homeostasis . 61 The term refers to the
- ability of a system to withstand disturbances in its external environment through its
- own dynamic self- regulation, such as that achieved by coupling subsystems to one
- another. Beer argued that reaching homeostasis is crucial to the survival of any system,
- whether it is mechanical, biological, or social. Control through homeostasis rather
- than through domination gives the system greater flexibility and facilitated adaptation,
- Beer argued. He therefore proposed an alternative idea of control, which he defined
- as “a homeostatic machine for regulating itself.” 62 In a 1969 speech before the United
- Nations Educational, Social, and Cultural Organization, Beer stated that the “sensible
- course for the manager is not to try to change the system’s internal behavior . . . but to
- change its structure —so that its natural systemic behavior becomes different. All of this
- says that management is not so much part of the system managed as it is the system’s
- own designer.” 63 In other words, cybernetic management as described by Beer looked
- for ways to redesign the structure of a company or state enterprise so that it would
- naturally tend toward stability and the desired behavior.
-
- In addition, cybernetic management sought to create a balance between horizontal
- and vertical forms of communication and control. Because changes in one subsystem
- could be absorbed and adapted to by changes in others (via lateral communication),
- each subsystem retained the ability to change its behavior, within certain limits, with-
- out threatening the overall stability of the system and could do so without direction
- from the vertical chain of command. To look at it another way, cybernetic manage-
- ment approached the control problem in a way that preserved a degree of freedom and
- autonomy for the parts without sacrificing the stability of the whole.
- The first edition of Beer’s 1959 book Cybernetics and Management did not make many
-
- -- 26-29
-
-## The Liberty Machine
-
- The Liberty Machine modeled a sociotechnical system that functioned as a dis-
- seminated network, not a hierarchy; it treated information, not authority, as the basis
- for action, and operated in close to real time to facilitate instant decision making and
- eschew bureaucratic protocols. Beer contended that this design promoted action over
- bureaucratic practice and prevented top- down tyranny by creating a distributed net-
- work of shared information. The Liberty Machine distributed decision making across
- different government offices, but it also required all subordinate offices to limit their
- actions so as not to threaten the survival of the overall organization, in this case, a gov-
- ernment. The Liberty Machine thus achieved the balance between centralized control
- and individual freedom that had characterized Beer’s earlier work.
-
- [...]
-
- Beer posited that such a Liberty Machine could create a government where “com-
- petent information is free to act,” meaning that once government officials become
- aware of a problem, they could address it quickly; expert knowledge, not bureaucratic
- politics, would guide policy. However, Beer did not critically explore what constitutes
- “competent information” or how cybernetics might resolve disagreements within the
- scientific community or within other communities of expertise. Moreover, it is not
- clear how he separated bureaucracy from a system of checks and balances that might
- slow action but prevent abuse.
-
- -- 33
-
-## Viable System Model
-
- The Viable System Model offered a management structure for the regulation of ex-
- ceedingly complex systems. It was based on Beer’s understanding of how the human
- nervous system functioned, and it applied these insights more generally to the behav-
- ior of organizations such as a company, government, or factory. 81
-
- [...]
-
- Beer maintained that the abstraction of the structure could be applied in numerous
- contexts, including the firm, the body, and the state. In keeping with Beer’s emphasis
- on performance rather than representation, it was not a model that accurately repre-
- sented what these systems were; rather, it was a model that described how these sys-
- tems behaved. The Viable System Model functioned recursively: the parts of a viable
- system were also viable, and their behavior could be described using the Viable System
- Model. Beer explains: “The whole is always encapsulated in each part. . . . This is a les-
- son learned from biology where we find the genetic blue- print of the whole organism
- in every cell.” 83 Thus, Beer maintained that the state, the company, the worker, and the
- cell all exhibit the same series of structural relationships.
-
- The Viable System Model devised ways to promote vertical and lateral communica-
- tion. It offered a balance between centralized and decentralized control that prevented
- both the tyranny of authoritarianism and the chaos of total freedom. Beer considered
- viable systems to be largely self- organizing. Therefore, the model sought to maximize
- the autonomy of its component parts so that they could organize themselves as they
- saw fit. At the same time, it retained channels for vertical control to maintain the stabil-
- ity of the whole system. These aspects of the Viable System Model shaped the design of
- Project Cybersyn and provide another illustration of how Beer and Popular Unity were
- exploring similar approaches to the problem of control.
-
- [...]
-
- The Viable System Model did not impose a hierarchical form of management in a
- traditional sense. The dynamic communication between System One and System Two
- enabled a form of adaptive man-
-
- [...]
-
- The Viable System Model draws a distinction between the bottom three levels of the
- system, which govern daily operations, and the upper two levels of management, which
- determine future development and the overall direction of the enterprise. Because the
- lower three levels manage day- to- day activities and filter upward only the most impor-
- tant information, the upper two levels are free to think about larger questions. In this
- sense, Beer’s model tackled the idea of information overload long before the Internet
- required us to wade into and make sense of an expanding sea of information.
-
- -- 35-38
-
-## Management Cybernetics and Revolution
-
- The tension inherent in Beer’s model between individual autonomy and the welfare
- of the collective organism mirrors the struggle between competing ideologies found in
- Allende’s democratic socialism. Allende’s interpretation of Marx’s writings emphasized
- the importance of respecting Chile’s existing democratic processes in bringing about
- socialist reform, a possibility that Marx alluded to but never realized. 91 In contrast to
- the centralized planning found in the Soviet Union, Allende’s articulation of socialism
- stressed a commitment to decentralized governance with worker participation in man-
- agement, reinforcing his professed belief in individual freedoms. Yet he also acknowl-
- edged that in the face of political plurality the government would favor the “interest of
- those who made their living by their own work” and that revolution should be brought
- about from above with a “firm guiding hand.” 92
-
- [...]
-
- In October 1970, nine months before Beer heard from Flores, the cybernetician de-
- livered an address in London titled “This Runaway World—Can Man Gain Control?”
- In this lecture Beer unknowingly foretold his coming involvement with the Allende
- government. Commenting that government in its present form could not adequately
- handle the complex challenges of modern society, Beer concluded: “What is needed is
- structural change. Nothing else will do. . . . The more I reflect on these facts, the more
- I perceive that the evolutionary approach to adaptation in social systems simply will
- not work any more. . . . It has therefore become clear to me over the years that I am
- advocating revolution.” 94 Beer added, “Do not let us have our revolution the hard way,
- whereby all that mankind has successfully built may be destroyed. We do not need to
- embark on the revolutionary process, with bombs and fire. But we must start with a
- genuinely revolutionary intention: to devise wholly new methods for handling our
- problems.” 95 Less than one year later, Beer would be in Chile helping a government
- accomplish exactly this.
-
- -- 39-40
-
-## Cyberfolk
-
- Thus Beer proposed building a new form of real- time communication, one that
- would allow the people to communicate their feelings directly to the government. He
- called this system Project Cyberfolk. In a handwritten report Beer describes how to
- build a series of “algedonic meters” capable of measuring how happy Chileans were
- with their government at any given time. 72 As noted in chapter 1, Beer used the word
- algedonic to describe a signal of pleasure or pain. An algedonic meter would allow the
- public to express its pleasure or pain, or its satisfaction or dissatisfaction with govern-
- ment actions.
-
- -- 89
-
-## Constructing the Liberty Machine
-
- As scientific director Beer created a work culture closer to the startup culture of the
- 1990s than to the chain- of- command bureaucracy that flourished in the 1960s and
- 1970s and was characteristic of Chilean government agencies. He viewed his position
- as scientific director more as that of a “free agent” than a micromanager. After establish-
- ing offices at the State Technology Institute (INTEC) and the Sheraton, he informed the
- team that he would work at either location at his discretion and call on project team
- members as required. Moreover, he refused to stick to a traditional nine- to- five work
- schedule. Team members often found themselves working alongside the bearded cyber-
- netician into the wee hours of the morning. This schedule enabled them to attend to
- other projects at their regular jobs during the day and helped create an informal cama-
- raderie among team members that bolstered their enthusiasm for the project.
-
- [...]
-
- In a memo to the Cybersyn team, Beer explains that he broke Cybersyn into clearly de-
- fined subprojects that small teams could address intensively. This arrangement allowed
- for a “meeting of the minds” within the smaller group, and because the small team
- did not need approval from the larger group, it could progress quickly. At the same
- time Beer insisted that each team keep the others informed of its progress. He arranged
- large brainstorming sessions that brought together the members of different subteams.
- In these sessions, he instructed, “sniping and bickering are OUT. Brain- storming is es-
- sentially CREATIVE. . . . At least everyone gets to know everyone else, and how their
- minds work. This activity is essentially FUN: fun generates friendship, and drags us all
- out of our personal holes- in- the- ground.” Project leaders could then take ideas from
- the brainstorming sessions and use them to improve their part of the project, thus in-
- corporating the suggestions of others. Beer contrasted this “fun” style of management
- with the more common practice of bringing all interested parties together to make
- project decisions. That approach, he felt, eventually led to bickering, sniping, or sleep-
- ing. It “masquerades as ‘democratic,’ [but] is very wasteful,” he observed. 12 In addition,
- he required all project leaders to write a progress report at the end of each month and
- distribute it to the other team leaders. Beer viewed the brainstorming sessions and
- the written project reports as serving a function similar to the signals passed between
- the different organs of the body: they kept members of the team aware of activities
- elsewhere. They also allowed the different subteams to adapt to progress or setbacks
- elsewhere and helped Cybersyn maintain its viability as a coordinated project while it
- advanced toward completion.
-
- -- 97-99
-
-## The October Strike
-
- Flores proposed setting up a central command center in the presidential palace that
- would bring together the president, the cabinet, the heads of the political parties in
- the Popular Unity coalition, and representatives from the National Labor Federation—
- approximately thirty- five people by Grandi’s estimation. Once these key people were
- brought together in one place and apprised of the national situation, Flores reasoned,
- they could then reach out to the networks of decision makers in their home institu-
- tions and get things done. This human network would help the government make
- decisions quickly and thus allow it to adapt to a rapidly changing situation. “Forget
- technology,” Flores said—this network consisted of “normal people,” a point that is
- well taken but also oversimplistic. 21 The solution he proposed was social and technical,
- as it configured machines and human beings in a way that could help the government
- adapt and survive.
-
- In addition to the central command hub in the presidential palace, Flores estab-
- lished a number of specialized command centers dedicated to transportation, industry,
- energy, banking, agriculture, health, and the supply of goods. Telex machines, many
- of which were already in place for Project Cybersyn, connected these specialized com-
- mand centers to the presidential palace. 22 Flores also created a secret telephone network
- consisting of eighty- four numbers and linking some of the most important people in
- the government, including members of the Popular Unity coalition and the National
- Labor Federation. According to Grandi, this phone network remained active through-
- out the remainder of Allende’s presidency. 23
-
- Both the telex and the telephone network allowed the command centers to re-
- ceive upward flows of current information from across the country and to disseminate
- government orders back down, bypassing the bureaucracy. Flores assembled a team at
- the presidential palace that would analyze the data sent over the network and compile
- these data into reports. High- ranking members of government used these reports to
- inform their decisions, which Flores’s team then communicated using the telex and
- telephone networks. This arrangement gave the government the ability to make more
- dynamic decisions.
-
- The Project Cybersyn telex room, housed in the State Development Corporation
- (CORFO), served as the industrial command center during the strike. In addition to
- transmitting the daily production data needed for the Cyberstride software, the CORFO
- telex machines now carried urgent messages about factory production. “There were
- enterprises that reported shortages of fuel,” Espejo recalled. Using the network, those
- in the industrial command center could “distribute this message to the enterprises that
- could help.” 24 The network also enabled the government to address distribution prob-
- lems, such as locating trucks that were available to carry the raw materials and spare
- parts needed to maintain production in Chilean factories, or determining which roads
- remained clear of obstructionist strike activity. Espejo recalled, “The sector committees
- were able to ask the enterprises to send raw materials, transport vehicles, or whatever
- to another enterprise” that needed them. At the same time, enterprises could send re-
- quests to the sector committees and have these requests addressed immediately. “It was
- a very practical thing,” Espejo continued, referring in particular to the state- appointed
- managers known as interventors. “You are the interventor of an enterprise, you are run-
- ning out of fuel, you ask the corresponding sector committee. . . . Or [the interventors]
- know that the raw materials they need are available in Valparaíso and that they need a
- truck to go and get it. With bureaucratic procedures it would have been more difficult
- to resolve these situations.” 25
-
- [...]
-
- After the strike, Silva said, “two concepts stayed in our mind: that
- information helps you make decisions and, above all, that it [the telex
- machine] helps you keep a record of this information, which is different from
- making a telephone call. [Having this record] lets you correct your mistakes
- and see why things happened.” Silva added that the energy command center relied
- primarily on the telex network because it gave up- to-
-
- [...]
-
- The telex network thus extended the reach of the social network that Flores had
- assembled in the presidential command center and created a sociotechnical network
- in the most literal sense. Moreover, the network connected the vertical command
- of the government to the horizontal activities that were taking place on the shop
- floor. To put it another way, the network offered a communications infrastructure
- to link the revolution from above, led by Allende, to the revolution from below, led
- by Chilean workers and members of grassroots organizations, and helped coordinate
- the activities of both in a time of crisis.
-
- -- 148-150
-
-## Automation, autonomy and worker participation
-
- Beer was spinning ideas in “One Year of (Relative) Solitude,” but he was aiming for
- a new technological approach to the worker participation question that would create a
- more democratic and less stratified workplace. And he concluded that giving workers
- control of technology, both its use and its design, could constitute a new form of
- worker empowerment.
-
- This assertion differed substantially from how other industrial studies of the day
- approached the relationship of computer technology and labor in twentieth- century
- production. Such studies, especially those inspired by Marxist analysis, often presented
- computers and computer- controlled machinery as tools of capital that automated la-
- bor, led to worker deskilling, and gave management greater control of the shop floor.
- In Labor and Monopoly Capital (1974), Harry Braverman credits such machinery “as the
- prime means whereby production may be controlled not by the direct producer but by the owner
- and representatives of capital ” and cites computer technology as routinizing even highly
- skilled professions such as engineering. 53
-
- [...]
-
- In the 1950s Norbert Wiener, author of Cybernetics , believed computers would
- usher in a second industrial revolution and lead to the creation of an
- automatic factory. In The Human Use of Human Beings (1954), he worries that
- auto- mated machinery “is the precise economic equivalent of slave labor. Any
- labor which competes with slave labor must accept the economic conditions of
- slave labor.” 56
-
- -- 159-160
-
- Two factors explain the difference between Beer and Braverman, who were writing
- at about the same time. First, the computer system Beer designed did not automate
- labor. Given the Popular Unity commitment to raising employment levels, automating
- labor would not have made political sense. Second, Beer was writing and working in a
- different political context than Braverman. The context of Chilean socialism inspired
- Beer and gave him the freedom to envision new forms of worker participation that were
- more substantial than what Braverman saw in the United States. It also allowed Beer
- to see computer technology as something other than an abusive capitalist tool used by
- management to control labor. Beer’s approach also reflected his position as a hired sci-
- ence and technology consultant. His use of technology to address worker participation
- differed from the contemporaneous efforts of the Allende government on this issue,
- efforts that had focused on devising new governing committees within the industrial
- sector and electing worker representatives.
-
- [...]
-
- Beer’s proposal bears a close resemblance to the work on participatory design that
- emerged from the social democratic governments in Scandinavia in the 1970s. The
- history of participatory design is often tied to Scandinavian trade union efforts to em-
- power workers during that decade, and thus to create a more equitable power relation-
- ship between labor and capital in Scandinavian factories. 58 These efforts were either
- contemporaneous to Beer’s December report or began several years later, depending on
- historical interpretation. Like the aforementioned automation studies, early participa-
- tory design work viewed technologies such as computer systems as representing the
- interests of management, not labor. However, participatory design used the primacy of
- management as a starting point and then tried to change the dynamics of the labor-
- capital relationship by changing the social practices surrounding the design and use
- of technology.
-
- -- 161
-
- Furthermore, appointing worker representatives to control the use of Cybersyn
- would not guarantee that the system would be used in a way that represented the best
- interests of the rank and file. Studies of worker participation have shown that worker
- representatives often separate themselves from their co- workers on the shop floor and
- form a new group of administrators. As Juan Espinosa and Andrew Zimbalist write in
- their study of worker participation in Allende’s Chile, “It has been the historical experi-
- ence, with a few exceptions, that those interpreting workers’ priorities and needs have
- grown apart from the workers they are supposed to represent. . . . [They] become a new
- class of privileged administrators.” 63 Simply put, it would be impossible to give “the
- workers” control of Cybersyn as Beer suggested, even if Chilean workers possessed the
- skills to use the technology or build the factory models.
-
- Despite these oversights, Beer did realize that the October Strike was a transforma-
- tive event for Chilean workers. Their self- organization and improvisation during the
- strike played a central role in maintaining production, transportation, and distribu-
- tion across the country. During the strike, workers organized to defend their factories
- from paramilitary attacks, retooled their machines to perform new tasks, and set up
- new community networks to distribute essential goods directly to the Chilean people.
- Members of larger industrial belts collaborated with other groups of workers to seize
- private- sector enterprises that had stopped production during the strike. Historian Pe-
- ter Winn notes that during the strike workers came together regardless of politics,
- industrial sector, factory, or status, thus “generating the dynamism, organization, and
- will to stalemate the counterrevolutionary offensive and transform it into an opportu-
- nity for revolutionary advance.” 64 In short, the strike transformed the mindset of the
- Chilean working class and showed that workers could take control of their destiny and
- accelerate the revolutionary process.
-
- -- 162-163
-
-## Self-organization
-
- Despite these oversights, Beer did realize that the October Strike was a transforma-
- tive event for Chilean workers. Their self- organization and improvisation during the
- strike played a central role in maintaining production, transportation, and distribu-
- tion across the country. During the strike, workers organized to defend their factories
- from paramilitary attacks, retooled their machines to perform new tasks, and set up
- new community networks to distribute essential goods directly to the Chilean people.
- Members of larger industrial belts collaborated with other groups of workers to seize
- private- sector enterprises that had stopped production during the strike. Historian Pe-
- ter Winn notes that during the strike workers came together regardless of politics,
- industrial sector, factory, or status, thus “generating the dynamism, organization, and
- will to stalemate the counterrevolutionary offensive and transform it into an opportu-
- nity for revolutionary advance.” 64 In short, the strike transformed the mindset of the
- Chilean working class and showed that workers could take control of their destiny and
- accelerate the revolutionary process.
-
- Although his information was limited, Beer was aware of workers’ activities during
- the strike, and was excited by them. In fact, the ideas he presented in his December
- report, “One Year of (Relative) Solitude,” were designed to support the “people’s auton-
- omy.” Beer wrote, “The new task [outlined in the report] is to try and get all this, plus
- the spontaneous things that I know are happening [such as the cordones industriales ]
- together.” 65 From his perspective, it looked as if Chilean workers were self- organizing
- to keep the larger revolutionary project viable. It is important to stress, especially given
- the criticism he would receive in the months that followed, that Beer viewed his role as
- using science and technology to help support these bottom- up initiatives.
-
- Although Beer’s take on participatory design was inspired by the events of the Oc-
- tober Strike, it also came from his understandings of cybernetics. “The basic answer of
- cybernetics to the question of how the system should be organized is that it ought to
- organize itself,” Beer writes in the pages of Decision and Control . 66 In his writings Beer of-
- ten cited nature as a complex system that remains viable through its self- organization.
- He argued that such systems do not need to be designed because they already exist. To
- modify the behavior of such a system, one need not control its every aspect but rather
- change one subsystem so that the overall system naturally drifts toward the desired
- goal. Perhaps the injection of worker action could drive Chile toward a new point of
- homeostatic equilibrium, one that was congruent with the overall goal of socialist
- transformation.
-
- -- 163-164
-
-## Cybernetics
-
- Increasingly, Cybersyn was becoming a technological project divorced from its
- cybernetic and political origins. The best- known component of the project,
- the telex network, was not even associ- ated with the overall Cybersyn system,
- let alone with Beer’s ideas about management cybernetics.
-
- In contrast, members of the core group had become serious students of cybernetics.
- Several months earlier they had formed a small study group known as the Group of
- 14 and tasked themselves with learning more about cybernetics and related scientific
- work in psychology, biology, computer science, and information theory. They read the
- work of Warren Weaver, Claude Shannon, Heinz von Foerster, and Herbert Simon and
- invited Chilean biologists Humberto Maturana and Francisco Varela to speak to the
- group (both accepted). Maturana was arguably the first substantial connection between
- Chile and the international cybernetics community. In 1959, while a graduate student
- at Harvard, he had coauthored an important paper, “What the Frog’s Eye Tells the
- Frog’s Brain,” with Warren McCulloch, Jerome Lettvin, and Walter Pitts, all of whom
- were important figures in the growing field of cybernetics. 76
-
- -- 166
-
-## Cybersyn Goes Public
-
- These initial press accounts illustrate a finding from science studies research, namely,
- that for a technology to be successful it must be taken up by people other than the in-
- ventors. What Bruno Latour, a sociologist of science, writes of scientific ideas also holds
- true for technologies: “You need them , to make your [scientific] paper a decisive one.” 16
- However, this appropriation creates a dangerous situation. Engineers need others to
- support their technologies so that the technology will be successful, but in the process
- the engineers lose control of their invention. Latour warns, “The total movement . . .
- of a statement, of an artefact, will depend to some extent on your action but to a much
- greater extent on that of a crowd over which you have little control.” 17 As Latour ob-
- serves, others may decide to accept the technology as it is, but they could also dismiss,
- appropriate, or change the technology in fundamental ways.
-
- -- 177
-
-## Simple technologies
-
- To these criticisms, Beer responded that the system used simple technologies such
- as telex machines, drew from excellent programming talent in London and Santiago,
- and relied on many “human interfaces,” meaning it was not automated. He also said
- that he was tired of hearing the assertion that such a system could be built only in the
- United States, and stressed that building the futuristic control room required only “the
- managerial acceptance of the idea, plus the will to see it realized.” 18 But, he added, “I
- finally found both the acceptance and the will—on the other side of the world.” 19 This
- final comment was a not- so- subtle jab at his British compatriots, who over the years
- had questioned the legitimacy and feasibility of his cybernetic ideas.
-
- -- 178
-
-## Necessary instability; power and control
-
- The comments Espejo, Flores, and Schwember telexed to Beer show that they ob-
- jected to other facets of the speech as drafted. They wrote that, while they agreed
- that cybernetic thinking might help the government increase social stability, they
- also wondered whether instability might be an important part of social progress. “His-
- torical development is a succession of equilibriums and unequilibriums [ sic ],” Espejo
- telexed. Disequilibrium “might be indispensable.” This is an interesting observation,
- although it was not raised as an objection to Cybersyn in subsequent press accounts.
- The Chileans also challenged Beer’s framing of the Chilean revolution as a control
- problem. “The social phenomena goes [ sic ] further than the control problem,” Espejo
- wrote; “there is for instance the problem of power.” If cybernetics looked only at con-
- trol and ignored power relationships, “there is the danger that cybernetics might be
- used for social repression,” Espejo continued, echoing the fears that had already ap-
- peared in the press. Beer responded: “I cannot write the next book in this one lec-
- ture.” 30 But perhaps Beer would have given greater thought to this issue had he known
- that his critics would be most concerned with whether Cybersyn facilitated social
- repression.
-
- [...]
-
- Beer writes that “the polarity between centralization and
- decentralization—one masquerading as oppression and the other as freedom—is a
- myth. Even if the homeostatic balance point turns out not to be always
- computable, it surely exists. The poles are two absurdities for any viable
- system, as our own bodies will tell us.” 31 The algedonic, or warning, signals
- that Cybersyn sent to alert higher management constituted a threat to factory
- freedom but it was a necessary one, for not alerting higher management might
- pose a greater threat to system survival. “The body politic cannot sustain the
- risk of autonomic inac- tion any more than we can as human beings,” Beer
- observed. 32 In proposing the idea of effective freedom, Beer was arguing (1)
- that freedom was something that could be calculated and (2) that freedom should
- be quantitatively circumscribed to ensure the stability of the overall system.
- For those who had followed Beer’s work over the years, effective freedom was a
- new term to describe the balance of centralized and decentral- ized control
- that Beer had advocated for more than a decade. It also reflected the same
- principles as Allende’s democratic socialism, which increased state power but
- preserved civil liberties. But for the uninitiated, the claim that a control
- system that explicitly limited freedom actually preserved and promoted freedom
- must have seemed like a political slogan straight out of 1984 . 33
-
- -- 180-181
-
- In fact, Hanlon was not alone in recognizing Cybersyn’s potential for
- centralized control. On 1 March Beer telexed to Espejo, “Accusations come from
- Britain and the USA. Invitations [to build comparable systems] come from Brazil
- and South Africa.” Considering the repressive governments that were in power in
- Brazil and South Africa in the early 1970s, it is easy to sympathize with
- Beer’s lament: “You can see what a false position I am in.” 46 Beer was
- understandably frustrated with these international misinterpretations of his
- cybernetic work.
-
- However, it took little political imagination to see how putting Cybersyn in a differ-
- ent social, political, and organizational context could make the system an instrument
- of centralized control. Beer had tried to embed political values in Cybersyn’s design,
- but he engineered them in the social and organizational aspects of the Cybersyn sys-
- tem, in addition to the technology itself. As safeguards, these social and organizational
- arrangements were not very strong. Archived telexes from the project team show that if
- the Cyberstride software detected a production indicator outside the accepted range of
- values, a member of the National Computer Corporation (ECOM) alerted the affected
- enterprise, those in the central telex room in CORFO, and Espejo in the CORFO infor-
- matics directorate—all at the same time.
-
- -- 183-184
-
-## Feasibility
-
- Grosch’s letter to the editor underlines the assumption that industrialized nations,
- such as the United States and the nations of Western Europe, pioneered modern com-
- puter capabilities; nations of the developing world, such as Chile, did not. In his let-
- ter Grosch wrote that Project Cybersyn could not be built in a “strange and primitive
- hardware and software environment,” such as that found in Chile, and in such a short
- time.
-
- -- 186-187
-
- For the system to function, human beings also needed to be disciplined and brought
- into line. In the case of Cybersyn, integrating human beings into the system, and thus
- changing their behavior, proved just as difficult as building the telex network or pro-
- gramming the software—or perhaps even more difficult. While the Cybersyn team could
- exert some degree of control over the computer resources, construction of the operations
- room, or installation of a telex machine, they had very little control over what was tak-
- ing place within the factories, including levels of management participation or whether
- Cybersyn would be integrated into existing management practices. Espejo and Benadof
- lacked the authority to force the state- run factories to implement Cybersyn, and indus-
- trial managers remained unconvinced that it warranted their total compliance.
-
- -- 190
-
-## Conclusions
-
- This history is a case study for better understanding the multifaceted relationship
- of technology and politics. In particular, I have used this history to address (1) how
- governments have envisioned using computer and communications technologies to
- bring about structural change in society; (2) the ways technologists have tried to em-
- bed political values in the design of technical systems; (3) the challenges associated
- with such efforts; and (4) how studying the relationship of technology and politics
- can reveal the important but often hidden role of technology in history and enhance
- our understanding of historical processes. Forty years later, this little- known story also
- has much to say about the importance of transnational collaboration, technological
- innovation, and the ways in which geopolitics influences technology.
-
- Computer and communications technologies have often been linked to processes
- of political, economic, and social transformation. But claims that these technologies
- can bring about structural change in society—like the frequent assertion that comput-
- ers will bring democracy or greater social equality—are often made in the absence
- of historical analysis.
-
- -- 212
-
- Project Cybersyn is an example of the difficulty of creating a sociotechnical system
- designed to change existing social relationships and power configurations and then
- enforce the new patterns over time. Scientific techniques may conceal biases with a
- veneer of neutrality and thus lead to undesirable results. For example, Allende charged
- the Project Cybersyn team with building a system that supported worker participation.
- Yet the scientific techniques Chilean engineers used to model the state- controlled fac-
- tories resembled Taylorism, a rationalized approach to factory production that disem-
- powered workers and gave management greater control over labor. Time analysis, for
- example, emerged in the context of capitalist production, prioritizing efficiency and
- productivity over other values, such as the quality of shop floor life. By using time-
- analysis techniques, Cybersyn engineers could have inadvertently created production
- relationships that were counter to the Popular Unity platform and then solidified them
- in the form of a computer model.
-
- Sociotechnical relationships must also remain intact for the system to maintain the
- desired configuration of power. Changing these technical, social, and organizational
- relationships may also change the distribution of power within the system. As I have
- shown, in some cases it is much easier to change a sociotechnical system than to hold it
- static. The history of Project Cybersyn suggests that the interpretation of sociotechnical
- relationships is especially malleable when a system is new, forms part of a controversial
- political project, or requires existing social, technical, and organizational relationships
- to change in substantial ways.
-
- This malleability makes it extremely difficult to marry a sociotechnical system to a
- specific set of political values, especially if the goal is to create dramatic changes in the
- status quo. In the case of Cybersyn, journalists, scientists, and government officials all
-
- [...]
-
- Once separated from the social and organizational relations that Beer imagined,
- the technology of Project Cybersyn could support many different forms of
- government, including totalitarianism. If Project Cybersyn had been implemented
- as Beer imagined, it might have become a system that supported such values as
- democracy, participation, and autonomy. But as its critics perceived, it would
- have been easy to circumvent the technological and organizational safeguards
- the team designed; therefore, it would have been easy for the system to support
- a different set of political values, especially in different social,
- organizational, and geographic settings. Value- centered design is a
- complicated and challenging endeavor. Even if technolo-
-
- [...]
-
- Even if technologists attempt to build certain relationships into the design
- of a technological system, which itself is a fraught and socially negotiated
- process, they have no guarantee that others will adopt the system in the
- desired way—or that they will adopt the system at all.
-
- -- 215-216
-
- This history further reveals that different nations have very different experiences
- with computer technology and that these experiences are connected to the political,
- economic, and geographic contexts of these nations. Chilean democratic socialism
- prompted the creation of a computer technology that furthered the specific aims of
- the Chilean revolution and would not have made sense in the United States. The Chil-
- ean context also differed from that of the Soviet Union in fundamental ways. Because
- Chile was significantly smaller than the Soviet Union in its geography, population, and
- industrial output, building a computer system to help regulate the Chilean economy
- was a more manageable affair. In addition, the Soviet solution used computers for cen-
- tralized top- down control and collected a wealth of data about industrial production
- activities with the goal of improving state planning. In contrast, the Cybersyn team
- used Beer’s view of management cybernetics to create a system that emphasized action
- as well as planning; and the system sent limited quantities of information up the gov-
- ernment hierarchy, and tried to maximize factory self- management without sacrificing
- the health of the entire economy. As this contrast shows, technologies are the product
- of the people involved in their creation and the political and economic moments in
- which they are built.
-
- -- 218
-
- This particular transnational collaboration sheds light on processes of technologi-
- cal innovation in differently situated world contexts. Project Cybersyn, a case study
- of technological innovation, was a cutting- edge system using technologies that were
- far from the most technologically sophisticated. A network of telex machines trans-
- formed a middle- of- the- road mainframe computer into a new form of economic com-
- munication. Slide projectors presented new visual representations of economic data.
- Hand- drawn graphs showing data collected on a daily basis gave the government a
- macroscopic view of economic activity and identified the areas of the economy most
- in need of attention. Project Cybersyn thus challenges the assumption that advanced
- technologies need to be complex. Sophisticated systems can be built using simple tech-
- nologies, provided that particular attention is paid to how humans interact and the
- ways that technology can change the dynamics of these interactions. Project Cybersyn
- may be a useful example for thinking about sustainable design or the creation of tech-
- nologies for regions of the world with limited resources. 3
-
- This story of technological innovation also challenges the assumption that innova-
- tion results from private- sector competition in an open marketplace. Disconnection
- from the global marketplace, as occurred in Chile, can also lead to technological in-
- novation and even make it a necessity. This history has shown that the state, as well
- as the private sector, can support innovation. The history of technology also backs this
- finding; for example, in the United States the state played a central role in funding
- high- risk research in important areas such as computing and aviation. However, this
- lesson is often forgotten. As we recover from the effects of a financial crisis, brought
- on in large part by our extraordinary faith in the logic of the free market, it is a lesson
- that is worth remembering.
-
- -- 219-220
-
- Geopolitics also shapes our understandings of technological development and tech-
- nological change. If historians, technologists, designers, educators, and policy makers
- continue to give substantial and disproportionate attention to the technologies that
- triumph, a disproportionate number of which were built in the industrial centers of the
- world, they miss seeing the richness of the transnational cross- fertilization that occurs
- outside the industrial centers and the complex ways that people, ideas, and artifacts
- move and evolve in the course of their travels. Technological innovation is the result
- of complex social, political, and economic relationships that span nations and cultures.
- To understand the dynamics of technological development—and perhaps thereby do
- a better job of encouraging it—we must broaden our view of where technological in-
- novation occurs and give greater attention to the areas of the world marginalized by
- these studies in the past.
-
- -- 221
-
-## Epilogue
-
- While on Dawson Island, Flores and the other prisoners reflected on their experi-
- ences during the previous three years and, as a group, tried to understand the com-
- plexities of Chilean socialism and what had gone wrong. Flores offered the group a
- cybernetic interpretation of events, which resonated with Allende’s former minister of
- mining, Sergio Bitar. When Bitar published a detailed history of the Allende govern-
- ment in 1986, he used cybernetics to explain in part what happened during Allende’s
- presidency. Bitar writes, “In the present case [the Allende government], systemic variety
- grew because of structural alterations and disturbance of the existing self- regulatory
- mechanisms (principally those of the market). But the directing center (the govern-
- ment) did not expand its variety controls with the necessary speed; nor could it replace
- the existing self- regulatory mechanism with new ones.” Bitar concludes that “when
- a complex system [the Chilean nation] is subject to transformation it is essential to
- master systemic variety at every moment.” 17 This choice of language, seemingly out of
- place in a study of political history, shows that Chile’s encounter with cybernetics not
- only led to the creation of Project Cybersyn but also shaped how some members of the
- Allende government made sense of the history they had lived.
-
- -- 229
-
- But the more Flores read, the more he began to see the limitations of cybernetic
- thinking. While Flores still felt that the Law of Requisite Variety and the Viable System
- Model were useful concepts, he believed they were insufficient for the situations he had
- encountered while in Allende’s cabinet. “My problem [in Allende’s cabinet] was not
- variety; my problem was the configuration of reality, persuading other people,” Flores
- said. 20 Understanding the configuration of reality became a driving intellectual pursuit
- for Flores, and he found the work of the Chilean biologists Maturana and Varela espe-
- cially useful toward this end. In addition to developing the theory of autopoiesis with
- Varela, Maturana had conducted extensive work on optics. His 1959 work with Jerry
- Lettvin, Warren McCulloch, and Walter Pitts analyzed the frog’s optical system and
- concluded that what a frog sees is not reality per se but rather a construction assembled
- by the frog’s visual system. What the frog sees is therefore a product of its biological
- structure. This distinction formed the foundation for much of Maturana and Varela’s
- later work in biology and cognition during the 1960s and 1970s, and later inspired the
- two biologists to break with traditional claims of scientific objectivity and emphasize
- the role of the observer. One of Maturana’s best- known claims—“Anything said is said
- by an observer”—illustrates this point. 21
-
- Flores’s dissatisfaction with cybernetics paralleled a similar dissatisfaction within
- the cybernetics community. Heinz von Foerster, who had worked with Maturana, Va-
- rela, and the Group of 14 in Chile, found it problematic that cybernetics claimed to
- create objective representations of real- world phenomena that were independent of
- an observer. 22 Von Foerster described this approach as “first- order cybernetics,” which
- he defined as “the cybernetics of observed systems.” However, von Foerster was influ-
- enced by Maturana’s work and, like Maturana, became convinced that the observer
- plays a central role in the construction of cybernetic models. In the fall of 1973 von
- Foerester taught a yearlong course at the University of Illinois on the “cybernetics of
- cybernetics,” or what became known as second- order cybernetics, “the cybernetics of
- observing systems.” 23 Although von Foerster was not the only person involved in the
- development of second- order cybernetics, studies of this intellectual transition have
- credited von Foerster for bridging the gap between first- order and second- order cyber-
- netic thinking. 24 Not surprisingly, Flores also took to the idea of second- order cybernet-
- ics, and in his later writing he would cite von Foerster’s edited volume Cybernetics of
- Cybernetics . 25
-
- [...]
-
- Flores credits Maturana for leading him to the work of Martin Heidegger. Like Ma-
- turana, Heidegger rejected the existence of an objective external world and saw objects/
- texts as coexisting with their observers/interpreters. Heidegger’s idea of “thrownness”
- also resonated with Flores—the idea that in everyday life we are thrown into the world
- and forced to act without the benefit of reflection, rational planning, or objective as-
- sessment. Looking back, Flores saw his time in the Allende cabinet as an example of
- thrownness rather than rational decision making. “My job was so demanding that I did
- not have the time to perfect [what I was doing]. I only had time to feel it. It was some-
- thing I felt.” 29 In the context of emergency, he had no time to study the laws of control
- laid down by cybernetics in order to determine how best to resolve government crises.
- Flores often had to lead with his gut, and his previous experiences and the traditions of
- Chilean society implicitly shaped his decisions. Flores also realized that “when you are
- minister and you say something, no matter what you say, it has consequences.” 30 It was
- therefore important to use words deliberately. Flores found that management through
- variety control did not allow intuitive forms of decision making, nor did it account for
- the previous experiences and cultural situation of decision makers or accommodate the
- importance of communicating effectively and with intention.
-
- [...]
-
- Understanding Computers and Cognition begins by critiquing the rationalist assump-
- tion that an objective, external world exists. The critique builds on the ideas of Hei-
- degger, Searle, Maturana, J. L. Austin, and Hans- Georg Gadamer to show that knowledge
- is the result of interpretation and depends on the past experiences of the interpreter
- and his or her situatedness in tradition. Winograd and Flores then argue that because
- computers lack such experiences and traditions, they cannot replace human beings as
- knowledge makers. “The ideal of an objectively knowledgeable expert must be replaced
- with a recognition of the importance of background,” Winograd and Flores write. “This
- can lead to the design of tools that facilitate a dialog of evolving understanding among
- a knowledgeable community.” 32 Building on this observation, the authors propose that
- computers should not make decisions for us but rather should assist human actions,
- especially human “communicative acts that create requests and commitments that
- serve to link us to others.” 33 Moreover, computer designers should not focus on creating
- an artifact but should view their labors as a form of “ontological design.” Computers
- should reflect who we are and how we interact in the world, as well as shape what we
- can do and who we will become. The American Society for Information Science named
-
- -- 230-231
-
- To some he was brusque, intimidating, direct to the point of rudeness, and off-
- putting. Yet his message and his success in both the academic and business
- communities transformed him into a cult figure for others.
-
- [...]
-
- “A civil democracy with a market economy is the best political construction so
- far because it allows people to be history makers,” the authors declare. 41
- Flores’s transformation from socialist minister was now complete: he had wholly
- remade himself in the image of neoliberalism.
-
- Thus, by the end of the 1990s, Flores and Beer had switched places. Flores had
- morphed into a wealthy international consultant driven by the conviction that orga-
- nization, communication, and action all were central to making businesses successful.
- Meanwhile, Beer had become increasingly interested in societal problems and chang-
- ing the world for the better. His last book, Beyond Dispute (1994), proposed a new
- method for problem solving based on the geometric configurations of the icosahedron,
- a polygon with twenty equilateral triangle faces. He called this new method “synteg-
- rity” and argued that it could serve as a new approach to conflict resolution in areas of
- the world such as the Middle East.
-
- -- 232-233